What Retirement Plan Sponsors Need to Know about the Department of Labor’s (DOL) Proposed Regulation for Defining an ERISA “Fiduciary”
The DOL’s sweeping proposed regulation expands the universe of individuals who are subject to ERISA’s fiduciary standards when advising 401(k) plans and other qualified retirement plans. This webinar will provide an overview of the proposed regulation and provide insight to plan sponsors regarding how their plans may be affected. Of particular interest to many plan sponsors will be significant changes related to participant investment education.
This webinar will discuss the following key topics:
- Proposed Regulations
- Developing Case Law
- Regulatory Guidance
Jennifer Dack Brooks, J.D., NFP Retirement
Plan Consultant and ERISA Specialist