Fiduciary, ERISA

Qualified Plan Governance: Is Your Fiduciary House in Order?

As we enter the New Year, many qualified retirement plan sponsors use this time as an opportunity to examine current fiduciary structure and processes to ensure all is in order. Whether or not your organization’s retirement plans have been recently audited by the Department of Labor and/or Internal Revenue Service, it is advisable to be sure your plans will hold up under such audit and/or … Continue reading Qualified Plan Governance: Is Your Fiduciary House in Order?

New Year's Resolutions, Retirement Plan Fiduciaries, Financial Wellness, Service Providers, Prohibited Transactions,

Top Five New Year’s Resolutions for Retirement Plan Fiduciaries

We always hear the same resolutions when the new year rolls in: lose weight, get organized, travel more, etc. Resolutions for fiduciaries are not something you read about every day, which is why we are bringing you the top five resolutions to become a better plan fiduciary in 2016. Providing Information in Participant-Directed Plans.¹ When plans allow participants to direct their investments, fiduciaries need to … Continue reading Top Five New Year’s Resolutions for Retirement Plan Fiduciaries